With the effective date of FinCEN’s Customer Due Diligence Rule, often referred to as the Beneficial Ownership Rule, just two months away, covered financial institutions (federally regulated banks and federally insured...
Archive - April 2018
Customer Experience Must Be at the Center of Digital Transformation Strategies
Organizations are being forced to adapt and respond to emerging disruptive technologies, both to take advantage of them and to avoid obsolescence. The need for change is significant, regardless of industry segment or...
Business and Digital Transformation’s Effects on IT Audit Groups — New Research from ISACA and Protiviti
The results of the latest global IT Audit Benchmarking Study from ISACA and Protiviti, based on responses from more than 1,300 audit executives and professionals worldwide, paint a vivid picture of the ways IT...
With GDPR Deadline Looming, the First Step Is Discovery
With the new EU General Data Protection Regulation (GDPR) scheduled to take effect on May 25, 2018, organizations with EU employees or customers need to be able to demonstrate compliance. GDPR expands the scope of...
Internal Audit to Play a Leading Role in Tax Evasion Prevention
UK authorities now have the power to prosecute any individual or company that fails to prevent the facilitation of tax evasion either in the UK or abroad. The new offence was introduced by the Criminal Finance Act –...
Cryptocurrency, AML, CFPB Direction. Listen to Our Monthly Podcast on the Latest Compliance News
In our latest podcast of Compliance Insights, risk and compliance experts Steven Stachowicz and Christine Bucy discuss NYDFS’s action on cryptocurrencies, proposed legislation related to anti-money laundering and...