Internal Audit at Financial Institutions Is Evolving
Financial firms’ risk profiles are continually challenged by new regulatory requirements and heightened expectations from supervisors requiring firms to advance their risk management processes. At the same time, advances in technology are driving consumer demand for more mobile services, even as new entrants, the so-called fintech companies, are transforming the competitive landscape. All this means […]
Understanding the Costs and Benefits of SOX Compliance
Protiviti has released the results of its latest Sarbanes-Oxley Compliance Survey, which offers a wealth of data and insights about the SOX costs and hours tied to compliance, and benchmarks the control environments of a broad spectrum of organizations. Learn more at our SOX Survey site, and view our video and infographic here. Jim […]