Money 20/20: Impact of the U.S. Presidential Election on the Financial Services Regulatory Landscape
Blockchain, globalization, digitization, cybersecurity, fintech, new customer demands, and more. Money 20/20, the largest global financial industry event focused on payments and financial services innovation for connected commerce at the intersection of mobile, retail, marketing services, data and technology, gets underway this weekend (Oct. 23-26). Once again, Protiviti is proud to be an exhibitor sponsor […]
FSI CBOK Study: Effective Assurance Alone Is No Guarantee of Internal Audit Success
This year the internal audit agenda for the financial services industry is more than a little crowded. Global macroeconomic uncertainty, rock-bottom interest rates, soaring regulatory expectations, cybersecurity threats and attacks, legacy information technology (IT) systems, fintech, blockchain and other disruptive innovations — and that’s before we even get to fulfilling the core mission of delivering […]
10 Tips for Companies to Raise Cyber Awareness Among Employees
October is Cyber Security Awareness Month. Follow our blog for the latest from our experts on how to reduce your cybersecurity risk and related issues. Although much of the media attention surrounding cybersecurity tends to focus on hackers forcing their way into systems, research shows companies are almost twice as likely to suffer from a […]
Recent Serious Violations Confirm Compliance Vigilance Is Continually Required
The September edition of Compliance Insights comments on two recent regulatory actions – one related to overtly discriminatory lending practices and one related to apparent violations of the Kingpin Act. Both demonstrate failings of the cited institutions’ compliance management systems to properly detect and prevent these issues, which have had significant monetary and reputational impacts. […]
