Podcast: Latest NYDFS, CFPB Actions, and What the Venezuela Sanctions Mean for Banks
In our latest podcast, Steven Stachowicz and Christine Bucy from Protiviti’s Risk and Compliance practice discuss the latest round of regulatory compliance news featured in the September issue of Compliance Insights. For more compliance news, click here to read the complete newsletter. In-Depth Interview Compliance Insights [transcript] September 29, 2017 Was this post helpful to you? […]
Digital Transformation Tops Internal Audit Priorities for Financial Institutions in 2017
Financial institutions are undergoing profound change as digital technology sweeps the financial services industry (FSI), bringing web-enabled products and services, as well as new competition and new risks. The internal audit (IA) function is experiencing a parallel digital transformation, underlining the importance of data analytics and dynamic risk assessment as top priorities for learning in […]
Podcast: Highlights from the ACAMS 16th Annual AML & Financial Crime Conference
In this 5-minute podcast, Christine Bucy, an Associate Director with Protiviti’s Risk and Compliance practice, shares some highlights and key topics discussed at this week’s ACAMS AML & Financial Crime Conference in Las Vegas. Protiviti has just released the 7th edition of its highly regarded Guide to U.S. Anti-Money Laundering Requirements: Frequently Asked Questions. This publication and […]
Algorithms, Data Mining and You: Boosting AML Efficiencies and Effectiveness with Analytics
Today at the ACAMS 16th Annual AML & Financial Crime Conference in Las Vegas, Protiviti Managing Director Vishal Ranjane delivered a presentation on algorithms, data mining, and how to boost AML efficiencies and effectiveness with analytics. Vishal joined us for a short podcast to share some of the highlights from his presentation. For more information […]
Meeting the Challenges of NYDFS’ Financial Cybersecurity Regulation
Since March 1, 2017, banks, insurers and other financial services companies regulated by the New York Department of Financial Services (NYDFS) must maintain a cybersecurity program to protect consumers and ensure the safety and soundness of New York state’s financial services industry. New York is the first U.S. state to adopt and implement a comprehensive […]
Podcast: From The IIA Financial Services Exchange – Interview with Adam Hamm
Today at The Institute of Internal Auditors 2017 Financial Services Exchange in Washington, D.C., Adam Hamm, a Protiviti managing director with the firm’s Risk & Compliance practice, sat on a panel that assessed the regulatory outlook for the insurance industry. Protiviti’s Kevin Donahue interviewed Adam about some of the key points and takeaways from the […]
