The Protiviti View  | Insights From Our Experts on Trends, Risks and Opportunities

The Protiviti View

Insights From Our Experts on Trends, Risks and Opportunities
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New FINRA Rules in Force This Week to Protect Senior Investors

Wall Street sign on street post

According to the U.S. Census, by 2050, the population age 65 and over is projected to be 83.7 million, almost double the estimated 43.1 million in 2012. In 2015, the Financial Industry Regulatory Authority (FINRA) established a Securities Helpline for Seniors, which highlighted certain issues investment firms were facing with regard to senior investors, and […]

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