SEC Expected to Approve Reg BI in “the Next Few Months” but Final Outcome Remains Uncertain
The Securities and Exchanges Commission is expected to roll out its standards-of-conduct regulation, commonly known as Regulation Best Interest or Reg BI, in the next few months, but there is still some uncertainty over the outcome of the proposal – even from within the Commission. The proposed Reg BI would require broker-dealers to act in […]
