The Protiviti View | Insights From Our Experts on Trends, Risks and Opportunities

The Protiviti View

Insights From Our Experts on Trends, Risks and Opportunities

John McDermott

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Articles from John McDermott

1 articles

Financial Services Regulatory Compliance Risk Management

As Regulators Boost Market Surveillance Capabilities, Firms Should Enhance Self-Monitoring to Reduce Trading Violations

3 mins to read •

August 31, 2020

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